"Yes Minister, It's on that Web thing" Government information providing, the nightmare and potential.


Justin Giles-Clark, Department of Premier and Cabinet, 15 Murray St, Hobart, Tasmania, 7001, Australia. Phone: +61 02 33 2976 Fax: +61 02 34 8691 Email: J.GilesClark@dpac.tas.gov.au Home Page: Justin Giles-Clark

Disclaimer: This paper represents the author's personal views and not necessarily that of the Tasmanian Government.


Keywords: WorldWideWeb, Government, Information

Introduction

This paper comes from the perspective of the Department of Premier and Cabinet, Tasmania, who has just gone past the 'proof of concept' stage in the area of making government information publicly accessible via the internet and specifically World Wide Web.

The paper begins with the Tasmanian Government's view of information, its delivery and possible access mechanisms. These factors can greatly affect the resources and approach that is taken to utilise these emerging technologies. The author outlines the fundamental approach that the Tasmanian Government takes and explores some of the issues relating to this approach. A questionnaire was sent to all Tasmanian Web sites, asking them questions relating to the policy, funding and reasons for the site's creation. The results from this questionnaire are analysed and commented on. This is followed by further exploration of some of the issues that arise from the questionnaire and the contexts that these results come from. The last section shows some of the initiatives that the Department of Premier and Cabinet are creating and using to implement government information providing through the Web.

Tasmanian Government's view of information providing using the Internet (Web).

The Department of Premier and Cabinet, is a central policy agency within the Tasmanian Government. It commenced information providing using the Web in August 1993, in order to test issues surrounding the distribution of Government information through this medium (Haines pers comm, 1995). Using information and communication technology within a representative democracy presents a number of issues, some of these that relate specifically to the Web are covered below (Haines pers comm, 1995):

  1. It is an emerging mechanism to assist in the development of a better informed community. An informed community is essential in a representative democracy like ours. The ability of the community to participate in the policy making processes, to scrutinise and give consent to its elected decision makers is imperative in this type of system (Aitkin et al, 1989, p.131). "Information is the heart of the complex work of government" (Information Resource Management Task Force, 1993, p.1). Governments all over the world are realising that the Internet and its associated information navigation and providing tools can be utilised to provide easy, fast and accurate access to a multiplicity of government information. They are clearly not the only mechanisms which are increasing the dissemination of information and assisting in the development of an informed society. Other methods include:

    A government has to research and realise the best methods and mediums to inform society. There is also a need to be constantly aware of the threat that Burkert (1985, p.116) points out, where it is seen that the administration has the power to select the information, thus reducing the alternatives in a decision making process. The Tasmanian Government treats information providing on a medium like the Web in a similar way to the Freedom of Information process (Haines pers comm, 1995). It is an extra-parliamentary mechanism (Tasmanian Government, 1995, p.5) which supports the development of an informed society. Information providing through these mechanisms has to be viewed as supplementary. The Parliament still remains the key forum where policy directions are gathered, analysed and scrutinised, thus giving it constitutional legitimacy. These supplementary mechanisms should not weaken or undermine control of the Parliament (Tasmanian Government, 1995, p. 6) but, supplement and enhance the operation of a representative democracy. As technology increases, the government's information gathering and providing ability will follow and it is the government's concern to best utilise the emerging tools.

  2. The Web's ability to deliver particular services to the community. Most government agencies trade information (Haines, pers comm, 1995). They provide information in return for some other benefit. But, with new and emerging technologies these information trading paths have to be re-engineered to take advantage of emerging opportunities eg. Department of Social Security's Community Information Network (Department of Social Security, 1994). In this 'process re-engineering' the government needs to understand the technology and realise how it can best use it to gain the maximum leverage for the community. There are also passive and active marketing issues relating especially to the Web due to its multimedia nature. These issues and other important questions such as Web security and maintenance of information are not be addressed by this paper.

  3. There is also some degree of 'technological inevitability' associated with this type of technology. The desktop PC has permeated government, as it has done throughout business and become a part of the social background (Haines pers comm, 1995). This inevitability brings with it an expectation that governments are forced to meet. Governments are realising the potential of the Internet but, they can have difficulty with the fact the Internet has no central control and has grown from an anarchic and mostly unregulated philosophy. Couple this with a much greater expectation that society places on the government for more accurate and current information and this means the government needs to look closely at these emerging technologies and consider how they can use them for a "better client service delivery" (Information Technology Review Group, 1995 [HREF 1]).

The Tasmanian Experience

To gain some insight into the environment and reasoning behind each of the Tasmanian WWW sites (both Government and Non-Government) a questionnaire was put together and sent to each site (currently numbering 13).

Questionnaire Hypothesis:

The research hypothesis behind the questionnaire can be summarised with the following goals:

  1. Are Web sites in Tasmania suffering from 'Bottom-Up' Syndrome ?
  2. If this is the case, is it being rectified with policy development and funding ?
  3. Have any sites matured past the 'Proof of Concept' stage?
Because all of the population was sampled and the behaviour predicting nature of the hypotheses, the questions were created with the respondent's environment, knowledge and current behaviour being taken into account (Labaw, 1985, p. 32).

Some of the major relationships between the questions used in the questionnaire and the hypotheses can be seen in figure 1:

Chart showing relationships of hypothesis and questionnaire questions

FIGURE 1: Questionnaire relationships. Numbers outside the boxes represent hypotheses numbers. Numbers within the boxes represent question numbers.

After considering the results the author decided to show them as simple descriptive charts due to the apparent elementary relationships. Each chart has two sets of data displayed: i). An abstract model of a policy-centred environment principally for hypothesis testing (Hogwood & Gunn, 1992, p.207) and ii). The findings in Tasmania. The model of the policy driven environment is a prescriptive rather than descriptive model, it is the way it 'ought' to be, so comparisons can be made and analysed (Hogwood & Gunn, 1992, p.43).

Hypothesis 1: Are Web sites in Tasmania suffering from 'Bottom-Up' Syndrome ?

The 'bottom-up' syndrome can be shown decisively from figure 2. The initiative for 75% of Web sites in Tasmania came from Systems People. These people have the technical knowledge and skills and can see some of the potential that a Web site can offer. This is supported by figure 3 that shows that 52% of the reasons for creating the Web site were experimentation and the technical challenge. This is understandable due to the chance to experiment with new technology and 92% of sites utilised existing resources to create the site.

The model demonstrates an environment where 'top-down' policy (Hogwood & Gunn, 1992, p.206) is the driving force behind the site's creation. Management should have a larger view of the jigsaw and realise where this type of information providing tool can be best utilised. Management have the contacts and a resource allocation perspective, which allows initial and on-going policy issues to be addressed. Thus, the model environment trend line in figure 3 shows the main reasons as Information Providing and Departmental policy called for its creation to support the Government Department's development of an informed community (Haines pers comm, 1995).

Chart showing where Web site initiative came from

FIGURE 2: Chart showing where initiative came from for the Tasmanian Web sites against the model environment.

Chart showing main reason for Web site creation

FIGURE 3: Chart showing the reasons for the creation of a Web sites in Tasmania against the model environment.

Tasmanian Web sites have in their initial creation, suffered from 'Bottom-Up' syndrome but, reasons for their creation have been balanced by an Information Providing and Policy fulfilment goal that is an integral part of the 'Proof of Concept' process.

Hypothesis 2:. If this is the case, is it being rectified with policy development and funding ?

Figure 4 paints a picture of most Tasmanian Web sites 'Bottom-Up' nature. Figure 5 shows most sites realise that policy needs to be put in place to cope with the issues that arise from information providing on a medium like the Web. The funding results were influenced by 92% of Tasmanian sites utilising existing hardware and software resources. The question was ambiguous and any indication of improvement in this area would need on-going surveying over a longer period. The funding allocated was in the $1000 - $10,000 range, indicating minimal resourcing and the questionnaire did not address whether this funding was recurrent!

From these results most Tasmanian Web sites realise the need for on-going policy development.

Chart showing whether any official policy set before Web site creation

FIGURE 4: A chart considering if any initial policy was in place before Web site creation. The Tasmanian experience against the Model environment.

Chart showing if any on-going policy development is taking place

FIGURE 5: A chart showing if any on-going policy development takes place as information providing issues arise. The Tasmanian experience against the Model environment.

Chart showing if any funding allocated to the site

FIGURE 6: Chart showing the funding allocated to Tasmanian Web sites although the result is skewed (see text).

Hypothesis 3: Have any sites matured past the 'Proof of Concept' stage?

There appears to be some sites that have matured past the 'Proof of Concept' / experimental stage. But, for most funding does not appear to be forth-coming. And until the 'concept' has been 'proven' little funding would be provided. The sites that have funding or have funding allocated in future budgets appear to have matured past the 'Proof of Concept' stage. These Agencies have also set-up Quality Control/Editorial groups and are focusing their activities with live data prepared for their perceived clients.

The questionnaire was filled in by 50% managers and 50% systems people thus providing a reasonable cross section of views and environments to gain reasonable insight into the Tasmanian Web sites.

Perceived problems

On the surface Tasmanian activity relating to Web has led many other Australian States in the area of using the Web for Government information providing. It is a credit to the State and to the individuals, from both public and private sector, who put in the hours of work to make the Tasmanian Web space look good. But, the results from the previous section indicate the appearance of a state-wide government policy is largely an illusion.

Bottom-Up

It is a classic demonstration of the "bottom-up" manifestation (Hogwood & Gunn, 1992, p.207) in establishing web sites. Figure 4 unfortunately shows that in 75% of Tasmanian Web sites, the initiative come from systems people not management or policy. This is not an inherently bad thing! Most of these sites were set-up with a 'Proof of Concept' foundation. Within the Tasmanian State Service there is a informal group called the Internet User's Group (Brown, 1994 [HREF 2]). This group was formed in 1994 specifically as a group of non-policy and mainly technically minded people from many of the agencies interested in the potential of Internet technologies. This group of 'enthusiastic underlings' shared their ideas and technical knowledge to create among other things the Web sites seen today.

By the very nature of this 'coal-face' development there is little or no accompanying policy development. The lack of any policy increases the risk and uncertainty about something that is new (Valente, 1993, p.42) like the Web. Unfortunately this means there is usually inadequate time and insufficient resources allocated to the emerging technology, thus potentially handicapping the 'proof of concept' to some extent.

Management Support?

The potential was seen by system's people who did not believe they had the power to change or assist in the forming of policy. Management in any organisation including the Public sector have to balance issues, priorities and funding and in the Tasmanian case, the Web was not seen (initially) as a priority in the information providing arena. The increasing popularity and public interest in Internet Technologies have added some weight to the adoption of this type of technology but, policies still lag a significant distance behind actions in this area. This policy lag appears to occur all too often in the IT area !

One relevant example was the origin of the Australian Academic Research Network (AARNet). The current IP back-bone of the internet we see in Australia today was put in place by Geoff Huston and Peter Elford back in 1990. The necessary equipment was installed Australia-wide and academic institutions were asked to utilise and realise it's potential, then the Australian Vice Chancellor's Committee (the controlling and policy setting body of AARNet) was shown its potential and future (Linton, 1995). Possibly the AVCC was blinkered by the many other issues that were presented to them and did not see or realise the potential, but Geoff and Peter could and needed some way of giving their management a 'Proof of Concept'.

Many Agencies with Many Missions

There are many public agencies that cover the multitude of administration and policy functions making up the three tiers of government we see in Australia today. Tasmania is no exception and each agency sees their role as very different to the next. This presents many problems with intra-state, inter-state and Commonwealth-State agency relations due to the lack of any high level state-wide information management policies. This was realised back in August 1993 with the release of the Strategic Information Management Report (Tasmanian Government, 1993, Attachment 1) and the formation of the Information Strategy Unit of the Department of Premier and Cabinet. This unit is grappling with many of the issues that face Agencies and Information Management.

Communication Gap

There has always been a communications gap between the policy makers and the technical people. I believe this is due partially to the jargon and distrust of specialists that has become apparent as machines inevitably become a part of our everyday work patterns. This can be remedied to some extent by more bridges of understanding being built between both policy-makers and technical specialists. There needs to be a realisation that these are complex systems that have become a part of our lives and they cannot be fully understood by just the policy makers. Management have this control and can facilitate these bridges, thus including the policy expertise and specialists who can see the potential and problems of new technology when planning and policy formulation takes place. Some education on all sides (Management, Policy Formulators and Specialists) is needed for those people who make the decisions to gain a better realisation of potential and how it can improve performance.

Policy initiatives and practicalities

Due to the fact that many of the Tasmanian sites are only just investigating the policy issues that are arising out of providing information through the Web, I have only drawn on the Department of Premier and Cabinet's experiences.

Within the Department there are a number of initiatives that are being actively pursued:

Summary

World Wide Web is a new and emerging Internet technology. Many sites in Tasmanian have been created. These initially have been experimental sites to 'prove the concept'. Most were created without initial policy or funding. Most sites acknowledge this legacy and many are addressing policy and funding deficiencies. Some sites have passed the 'proof of concept' stage and have created policies and processes so they can provide accurate and precise government information to their clients.

The Tasmanian Government treats the Web and providing information through this medium in the same way as Freedom of Information processes. It is a small component of a large and complex array of information providing channels available to the Government. The Government has to research and realise the potential of these technologies and discover the best way to utilise them.

The Tasmanian State Service needs whole-of-government policies to guide the use of tools like the Web and other emerging Internet technology, if the public is to best serve their client-base. The Government is in a prime position now, where it can use these technologies to improve communication and access to information and government. The road of true representative democracy through this type of technology is long and winding, but we are travelling along it at a reasonable pace !

References

Aitken, D, Jinks, B & Warhurst, J 1989, Australian Political Institutions. 4th Ed. Longman Cheshire, Melbourne. pp.288

Burkert, H. 1985, 'Representative Democracy and Information and Communication Technology: The Malady, the Cure and its Effect' in Can Information Technology Result in Benevolent Bureaucracies, eds L. Yngstrom, R.Sizer, J.Berleur and R. Laufer, Elsevier Science Publishers B.V. (North Holland) pp.113-125

Department of Justice. 1994, Legislation System Project Reply to Mr Bob Holderness-Roddam. Department of Justice (TAS): L1062

Department of Social Security. 1994, Community Information Network. Info Video No.66 Commonwealth Government.

Haines, S. 1995, Deputy Secretary of the Department of Premier and Cabinet. Tasmania Personal Communication

Hogwood, B.W. & Gunn, L.A. 1992, Policy Analysis for the Real World. Oxford University Press. Oxford. pp. 289

Labaw, P.J. 1985, Advanced Questionnaire Design. Abt Books, Cambridge, Massachusetts. pp.183

Linton, A. 1995, The Internet in Australia at Tasmanian Open Systems Summer Seminar, Held at University of Tasmania 15/2/95.

Information Resource Management Task Force 1993, Strategic Information Management. An Action Plan for the Tasmanian Government, unpub. pp. 60

Tasmanian State Service. 1994, Legislation System Project Business Case Version 2.0 14/11/94. unpub pp. 48

Tasmanian Government. 1995, Tasmanian Government Submission to the Legislative Council Select Committee on Freedom of Information. unpub pp. 67

Valente, T.W. 1993, Diffusion of Innovations and Policy Decision-Making. Journal of Communication 43(1) Winter. National Society for the Study of Communication. pp. 30-45

Hypertext References

HREF 1
http://www.nla.gov.au/finance/itreview/final/itrg-tc.html - CLIENTS FIRST the challenge for Government information technology.
HREF 2
http://info.dpac.tas.gov.au/~mgb/papers/inettech.html - Internet Technology for Results
HREF 3
http://info.dpac.tas.gov.au/branches/branches/index.html - 1993-94 Department of Premier and Cabinet Annual Report - Information Strategy Unit
HREF 4
http://info.dpac.tas.gov.au/branches/isu/isubull5.htm - Information Strategy Unit Bulletin No. 5


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